FTC is actively pursuing non-compliant financial institutions with fines up to $51,744 per violation. Every day without compliance increases your risk.

FTC Safeguards Rule Compliance Made Simple

Expert WISP Development & Implementation Services

Protect your business from $51,744+ FTC penalties with industry-specific Written Information Security Plans developed by certified compliance experts with 30+ years experience.

Get Free Compliance Assessment View Service Packages
CISSP & CISM Certified Experts
30+ Years Compliance Experience
Typical 30-Day Delivery

Industry-Specific WISP Development Services

Specialized compliance solutions tailored to your industry’s unique regulatory requirements and risk factors.

Tax Preparers Services

IRS & FTC compliant Written Information Security Plans for tax professionals and accounting firms handling sensitive taxpayer data.

  • IRS Publication 4557 compliance integration
  • Taxpayer data protection protocols
  • Employee training materials included
  • Annual compliance review schedule
  • Incident response procedures
Starting at $2,497 30-day delivery guarantee
Get Started

Check Cashing & Money Services

Comprehensive WISP development for money service businesses, check cashers, and currency exchange services.

  • FinCEN compliance requirements
  • Anti-money laundering integration
  • Transaction monitoring protocols
  • Customer due diligence procedures
  • Suspicious activity reporting
Starting at $2,997 Includes AML policy updates
Get Started
Most Popular

Mortgage & Real Estate Finance

Specialized WISP services for mortgage lenders, brokers, and real estate finance companies handling NMLS-regulated data.

  • NMLS compliance requirements
  • Consumer financial data protection
  • Loan origination system security
  • Third-party vendor management
  • State-specific regulatory compliance
Starting at $3,497 Multi-state licensing support
Get Started

Investment Advisors

SEC and state-registered investment advisor WISP development with focus on client data protection and fiduciary responsibilities.

  • SEC custody rule compliance
  • Client portfolio data protection
  • Fiduciary security standards
  • Trade execution security
  • Form ADV privacy requirements
Starting at $2,997 RIA-specific templates
Get Started

Debt Collection Agencies

FDCPA-compliant WISP development for debt collection agencies and recovery service providers.

  • FDCPA privacy compliance
  • Debtor information protection
  • Communication security protocols
  • Payment processing security
  • State collection law compliance
Starting at $2,497 Collection-specific procedures
Get Started

Other Financial Services

Custom WISP development for credit counseling, payday lending, and other financial service providers.

  • Custom regulatory assessment
  • Industry-specific risk analysis
  • Tailored security protocols
  • Vendor management procedures
  • Ongoing compliance support
Custom Pricing Based on complexity assessment
Get Quote

Meet Your Compliance Experts

Industry-certified professionals with decades of experience in financial services compliance and information security.

AH

Andrea Hoy

CISSP,CISM, MBA

Former Chief Information Security and Data Privacy Director for Fortune 20 company (Fluor). Pentagon advisor and virtual CISO with leadership roles at McDonnell Douglas, Rockwell, and Boeing. Expert in NIST Cybersecurity Framework, GDPR, and privacy laws with over 25 years of hands-on experience in financial services compliance.

Specialties: Enterprise risk assessment, regulatory compliance, cybersecurity frameworks
MM

Mark McRae

President, 30+ Years Experience

IT security and enterprise solutions expert specializing in regulated organizations. Extensive experience with COBIT, HIPAA, GLBA, SOX, and ITIL standards. Led compliance initiatives for Fortune 500 companies including GE, Honeywell, and Westinghouse. Recognized expert in financial services technology and regulatory compliance.

Specialties: WISP development, compliance implementation, vendor management

Areas of Expertise

FTC Safeguards Rule

Complete understanding of current and proposed regulations

WISP Development

Industry-specific security program creation and documentation

Staff Training

Employee awareness and compliance training programs

Risk Assessment

Comprehensive security risk analysis and mitigation

Implementation

Hands-on assistance with security control deployment

Ongoing Compliance

Regular reviews and updates to maintain compliance

Our Proven 6-Step Implementation Process

From initial assessment to ongoing compliance monitoring, we guide you through every step of FTC Safeguards Rule implementation.

1

Compliance Assessment

Comprehensive review of your current security posture, regulatory requirements, and industry-specific risks to identify gaps and prioritize remediation efforts.

Deliverables: Risk assessment report, compliance gap analysis, remediation roadmap
3-5 business days
2

Custom WISP Development

Creation of your industry-specific Written Information Security Program with detailed policies, procedures, and controls tailored to your business operations.

Deliverables: Complete WISP document, policy templates, procedure checklists
7-10 business days
3

Staff Training Materials

Development of role-specific training programs and materials to ensure all employees understand their compliance responsibilities and security protocols.

Deliverables: Training presentations, employee handbooks, awareness materials
3-5 business days
4

Implementation Support

Hands-on assistance with deploying security controls, configuring systems, and establishing monitoring procedures to ensure effective implementation.

Deliverables: Implementation guides, configuration templates, monitoring checklists
5-7 business days
5

Testing & Validation

Comprehensive testing of implemented controls and procedures to verify effectiveness and compliance with FTC Safeguards Rule requirements.

Deliverables: Test results, validation report, corrective action plans
3-5 business days
6

Ongoing Compliance

Regular reviews, updates, and monitoring to maintain compliance as regulations evolve and your business grows and changes.

Deliverables: Annual reviews, regulatory updates, incident response support
Ongoing relationship

Ready to Start Your Compliance Journey?

Get a free assessment of your current compliance status and receive a customized roadmap for FTC Safeguards Rule implementation.

Start Your Free Assessment

Why Choose RebootTwice for FTC Compliance?

Proven track record of successful implementations and satisfied clients across the financial services industry.

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Years of Experience
Deep expertise in financial services compliance and information security
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+ Businesses Protected
Successfully implemented compliance programs across multiple industries
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% Client Satisfaction
Consistently exceeding expectations with quality deliverables and support
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Day Average Delivery
Rapid implementation without compromising quality or completeness

Industry Certified Experts

Our team holds the highest industry certifications including CISSP, CISM, and specialized financial services credentials.

Industry-Specific Knowledge

Deep understanding of regulatory requirements across tax preparation, mortgage, investment, and money services sectors.

Rapid Implementation

Streamlined processes and proven methodologies enable fast deployment without sacrificing quality or compliance.

Comprehensive Protection

Complete WISP development including policies, procedures, training materials, and ongoing compliance support.

Ongoing Support

Continuous monitoring, regular updates, and responsive support to maintain compliance as regulations evolve.

Cost-Effective Solutions

Professional compliance services at a fraction of the cost of building an internal compliance team or facing penalties.

Don’t Wait Until It’s Too Late

The FTC is actively pursuing enforcement actions against non-compliant financial institutions. Fines can reach $51,744 per violation, and repeat violations carry even higher penalties.

$51,744 Maximum penalty per violation
365 days To implement safeguards
30 days Our average delivery time
Protect Your Business Today

Free FTC Compliance Resources

Access our library of compliance tools, templates, and guides to help you understand and prepare for FTC Safeguards Rule requirements.

FTC Safeguards Rule Compliance Checklist

Comprehensive checklist covering all 16 required elements of the FTC Safeguards Rule with industry-specific considerations.

PDF Guide 12 pages
Download Free

2025 FTC Safeguards Rule Checklist

Complete checklist covering all updated requirements including multi-factor authentication, breach reporting, and board oversight.

PDF Guide 8 pages
Download Free

Industry-Specific Compliance Checklists

Tailored checklists for tax preparation, mortgage, investment advisory, and debt collection businesses.

PDF Collection 24 pages
Download Free

Small Business Exemption Checker

Determine if your business qualifies for the small entity exemption (under 5,000 customer records).

Interactive Tool Online
Use Tool

Employee Training Materials

Sample training presentations and materials to educate staff on security awareness and compliance responsibilities.

PowerPoint 25 slides
Download Free

FTC Safeguards Rule Compliance Checklist

Comprehensive checklist covering all 16 required elements of the FTC Safeguards Rule with industry-specific considerations.

PDF Guide 12 pages
Download Free

Compliance Monitoring Dashboard

Excel-based dashboard template for tracking compliance status, control effectiveness, and remediation progress.

Excel Dashboard Interactive
Download Free
“The compliance checklist saved us weeks of research and helped us identify critical gaps we hadn’t considered. These resources are incredibly valuable for any financial services firm.”
Sarah M. Compliance Officer, Regional Bank

Don’t Risk $51,744+ in FTC Penalties

Get your free compliance assessment and learn exactly what your business needs to become FTC Safeguards Rule compliant.

  • (123) 555-1212
  • Describe your current situation, specific concerns, and what you hope to achieve with our assessment...
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