FTC Safeguards Rule Compliance Made Simple
Expert WISP Development & Implementation Services
Protect your business from $51,744+ FTC penalties with industry-specific Written Information Security Plans developed by certified compliance experts with 30+ years experience.
Industry-Specific WISP Development Services
Specialized compliance solutions tailored to your industry’s unique regulatory requirements and risk factors.
Tax Preparers Services
IRS & FTC compliant Written Information Security Plans for tax professionals and accounting firms handling sensitive taxpayer data.
- IRS Publication 4557 compliance integration
- Taxpayer data protection protocols
- Employee training materials included
- Annual compliance review schedule
- Incident response procedures
Check Cashing & Money Services
Comprehensive WISP development for money service businesses, check cashers, and currency exchange services.
- FinCEN compliance requirements
- Anti-money laundering integration
- Transaction monitoring protocols
- Customer due diligence procedures
- Suspicious activity reporting
Mortgage & Real Estate Finance
Specialized WISP services for mortgage lenders, brokers, and real estate finance companies handling NMLS-regulated data.
- NMLS compliance requirements
- Consumer financial data protection
- Loan origination system security
- Third-party vendor management
- State-specific regulatory compliance
Investment Advisors
SEC and state-registered investment advisor WISP development with focus on client data protection and fiduciary responsibilities.
- SEC custody rule compliance
- Client portfolio data protection
- Fiduciary security standards
- Trade execution security
- Form ADV privacy requirements
Debt Collection Agencies
FDCPA-compliant WISP development for debt collection agencies and recovery service providers.
- FDCPA privacy compliance
- Debtor information protection
- Communication security protocols
- Payment processing security
- State collection law compliance
Other Financial Services
Custom WISP development for credit counseling, payday lending, and other financial service providers.
- Custom regulatory assessment
- Industry-specific risk analysis
- Tailored security protocols
- Vendor management procedures
- Ongoing compliance support
Meet Your Compliance Experts
Industry-certified professionals with decades of experience in financial services compliance and information security.
Andrea Hoy
Former Chief Information Security Officer with extensive experience in financial services compliance. Specialized in FTC Safeguards Rule implementation and regulatory risk assessment.
Senior Compliance Team
Our team includes former regulators, compliance officers, and information security professionals from major financial institutions and regulatory agencies.
Areas of Expertise
FTC Safeguards Rule
Complete understanding of current and proposed regulations
WISP Development
Industry-specific security program creation and documentation
Staff Training
Employee awareness and compliance training programs
Risk Assessment
Comprehensive security risk analysis and mitigation
Implementation
Hands-on assistance with security control deployment
Ongoing Compliance
Regular reviews and updates to maintain compliance
Our Proven 6-Step Implementation Process
From initial assessment to ongoing compliance monitoring, we guide you through every step of FTC Safeguards Rule implementation.
Compliance Assessment
Comprehensive review of your current security posture, regulatory requirements, and industry-specific risks to identify gaps and prioritize remediation efforts.
Custom WISP Development
Creation of your industry-specific Written Information Security Program with detailed policies, procedures, and controls tailored to your business operations.
Staff Training Materials
Development of role-specific training programs and materials to ensure all employees understand their compliance responsibilities and security protocols.
Implementation Support
Hands-on assistance with deploying security controls, configuring systems, and establishing monitoring procedures to ensure effective implementation.
Testing & Validation
Comprehensive testing of implemented controls and procedures to verify effectiveness and compliance with FTC Safeguards Rule requirements.
Ongoing Compliance
Regular reviews, updates, and monitoring to maintain compliance as regulations evolve and your business grows and changes.
Ready to Start Your Compliance Journey?
Get a free assessment of your current compliance status and receive a customized roadmap for FTC Safeguards Rule implementation.
Start Your Free AssessmentWhy Choose RebootTwice for FTC Compliance?
Proven track record of successful implementations and satisfied clients across the financial services industry.
Industry Certified Experts
Our team holds the highest industry certifications including CISSP, CISM, and specialized financial services credentials.
Industry-Specific Knowledge
Deep understanding of regulatory requirements across tax preparation, mortgage, investment, and money services sectors.
Rapid Implementation
Streamlined processes and proven methodologies enable fast deployment without sacrificing quality or compliance.
Comprehensive Protection
Complete WISP development including policies, procedures, training materials, and ongoing compliance support.
Ongoing Support
Continuous monitoring, regular updates, and responsive support to maintain compliance as regulations evolve.
Cost-Effective Solutions
Professional compliance services at a fraction of the cost of building an internal compliance team or facing penalties.
Don’t Wait Until It’s Too Late
The FTC is actively pursuing enforcement actions against non-compliant financial institutions. Fines can reach $51,744 per violation, and repeat violations carry even higher penalties.
Free FTC Compliance Resources
Access our library of compliance tools, templates, and guides to help you understand and prepare for FTC Safeguards Rule requirements.
FTC Safeguards Rule Compliance Checklist
Comprehensive checklist covering all 16 required elements of the FTC Safeguards Rule with industry-specific considerations.
Download Free2025 FTC Safeguards Rule Checklist
Complete checklist covering all updated requirements including multi-factor authentication, breach reporting, and board oversight.
Download FreeIndustry-Specific Compliance Checklists
Tailored checklists for tax preparation, mortgage, investment advisory, and debt collection businesses.
Download FreeSmall Business Exemption Checker
Determine if your business qualifies for the small entity exemption (under 5,000 customer records).
Use ToolEmployee Training Materials
Sample training presentations and materials to educate staff on security awareness and compliance responsibilities.
Download FreeFTC Safeguards Rule Compliance Checklist
Comprehensive checklist covering all 16 required elements of the FTC Safeguards Rule with industry-specific considerations.
Download FreeCompliance Monitoring Dashboard
Excel-based dashboard template for tracking compliance status, control effectiveness, and remediation progress.
Download Free“The compliance checklist saved us weeks of research and helped us identify critical gaps we hadn’t considered. These resources are incredibly valuable for any financial services firm.”Sarah M. Compliance Officer, Regional Bank
Get Your Free FTC Compliance Assessment
Take the first step toward compliance with a personalized assessment of your current security posture and regulatory requirements.